The Trust Services Audit Manual covers all aspects of an audit program for the trust services department:
• Laws and regulations that establish minimum requirements for internal and external audit programs
• Board and management responsibilities
• Setting up and implementing the audit programs (fiduciary audit, IT audit, compliance audit, operational audit, etc.)
• Executing the internal audit program, performing risk assessments and risk-based audits
• Ensuring independence and competence, and reporting the audit findings
The Trust Services Audit Manual saves the trust department auditor time and effort — and money – with the following features:
• Facilitates the development of detailed, written practices and policies, and the procedures and checklists to implement them
• Provides materials necessary to ensure that your audit program is effective and remains effective
• Written in a clear, step-by-step style, making it easy to implement the most effective audit techniques
• Provides customizable policies, procedures, and checklists that allow managers to develop tools uniquely suited to their institution's audit program
• Provides updates to make it easier to keep up with and integrate new changes into their audit program
The Trust Services Audit Manual covers all aspects of an audit program for the trust services department:
• Laws and regulations that establish minimum requirements for internal and external audit programs
• Board and management responsibilities
• Setting up and implementing the audit programs (fiduciary audit, IT audit, compliance audit, operational audit, etc.)
• Executing the internal audit program, performing risk assessments and risk-based audits
• Ensuring independence and competence, and reporting the audit findings
The Trust Services Audit Manual saves the trust department auditor time and effort — and money – with the following features:
• Facilitates the development of detailed, written practices and policies, and the procedures and checklists to implement them
• Provides materials necessary to ensure that your audit program is effective and remains effective
• Written in a clear, step-by-step style, making it easy to implement the most effective audit techniques
• Provides customizable policies, procedures, and checklists that allow managers to develop tools uniquely suited to their institution's audit program
• Provides updates to make it easier to keep up with and integrate new changes into their audit program
Trust Services Audit Manual
Trust Services Audit Manual
Product Details
| ISBN-13: | 9780769880334 |
|---|---|
| Publisher: | LexisNexis |
| Publication date: | 12/01/2017 |
| Sold by: | Barnes & Noble |
| Format: | eBook |
| File size: | 2 MB |